STATES REPRESENTED
MILLIONS OF DOLLARS RECOVERED:$10 MIL. +
YEARS EXPERIENCE
We’ve Recovered Millions of Dollars
Representing Victims of Securities and Investment Fraud
When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. Israels & Newman ensures that reckless broker-dealers are liable for their actions and you are adequately compensated.
Why Us
Nothing to Lose. Everything to Gain.
Consultations Are Always Free
We understand you may have some questions and we’re here to answer them
We've Recovered Millions
We’ve recovered millions of dollars for victims of investment fraud
A Contingency Fee Basis
If we don’t recover you any money, you owe us nothing: it’s as simple as that
Representing Investors Throughout the US
We have offices in five states and represent investors in all 50 states
Recovering Investment Losses
Israels & Neuman, PLC is a securities and investment fraud law firm that can assist aggrieved investors in recovering their investment losses through securities arbitration. Israels & Neuman has offices in Phoenix, Arizona, Denver, Colorado, Seattle, Washington, Chicago, Illinois and in Michigan, both in Grand Rapids and Ann Arbor. Aaron and Dave have represented investors in securities arbitration proceedings in nearly every state.
Aaron Israels and Dave Neuman have represented hundreds of investors and recovered millions of dollars for victims of securities and investment fraud. We offer all investors a free and confidential consultation to evaluate your investment loss issue and can generally tell you a lot about your potential case on the first phone call.
Broker-dealers and Registered Investment Advisors have a responsibility to adequately supervise all representatives who are registered through their firm, in addition to the accounts and investments managed by the firm. These firms must also take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When Broker-dealers and Registered Investment Advisors fail to adequately supervise their registered representatives, they can be liable for investment losses sustained by customers.
If you feel you have lost money due to your advisor or broker-dealer, call our office today to discuss your legal options. The consultation is free and we proudly represent investors in securities arbitration cases in all 50 states.
The Broker-Dealer’s Responsibility
Broker-dealers have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives. Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. It is unlawful for an advisor to make trades in a customer’s account without their prior authorization, unless the advisor has a written agreement to do so with the customer.
Advisor Negligence and Fraud
If your portfolio has not been properly allocated or you were deceived into allocations, contact us.
Breach of Fiduciary Duty
Care, loyalty, good faith, confidentiality, prudence, and disclosure are all duties – if those were not met, please contact us!
Excessive Margin Trading
Failure to Supervise
If your broker’s misconduct has resulted in losses in your stocks and investments, contact us.
FINRA Arbitration
If you have a claim in FINRA Arbitration, we can assist you in recovering your retirement account losses.
Non-Traded REITS
If your financial advisor recommended that you invest in Non-Traided REITs , contact us!
PONZI Schemes
Unauthorized Trading
If trades were made without permission, we can assist you in recovering your retirement account losses.
WHY CHOOSE US
Are you a victim of Investment Fraud?
Need Legal Resources for Your State? We’ve Got You Covered.
Testimonials
Our Attorneys
David and Aaron have recovered millions of dollars in hundreds of FINRA and court cases, on behalf of clients from nearly all states, as well as investors from the international community.
David Neuman
Attorney and Co-Founder
Meet David
Aaron Israels
Attorney and Co-Founder
Meet Aaron