Have you lost money with financial advisor Casey Walker of Lake Lotawana, Missouri?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Casey Wayne Walker. FINRA barred Walker from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Walker after he was terminated by the insurance affiliate of his former brokerage firm, Farmers Financial Solutions, for alleged “issues related to the processing of property and casualty…insurance premium payments”.

Casey Walker was a financial advisor and registered representative of Farmers Financial Solutions from January 2016 to May 2018.  He worked at a branch office Lake Lotawana, Missouri. Walker was also affiliated with Farmers Insurance.

Brokerage firms like Farmers Financial Solutions have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Missouri and the Kansas City area.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view: Casey Walker BrokerCheck

Click to view: Casey Walker FINRA AWC

If you lost money with Casey Walker or Farmers Financial Solutions, please CONTACT US at 720-599-3505 for a free evaluation of your case.