15
May

UPDATE! Investigation of DEAN GRANT and Theft from Customers

Investigation of Alan New of NYLife Securities in Fort Wayne, IN

Dean Grant, formerly with M Holdings Securities, Barred from Securities Industry

  • Milledgeville, GA

 

Have you lost money investing with Dean Grant from Milledgeville, Georgia?  We are continuing to look into allegations made against Dean Harrison Grant, formerly an advisor with M Holdings Securities.  Dean Grant was barred from the securities industry by FINRA, after he failed to respond to their investigation into allegations of theft by Grant.

 

In February 2019, Grant was charged by the Baldwin County Sheriff with insurance fraud and theft, according to the Union Recorder.  One of the clients had deposited $225,000 with Grant’s company, Dean Grant Financial, and then the money would be transferred to Grant personally.

 

Dean Grant was a representative of M Holdings Securities from September 2014 to January 2019.  He worked at a branch office in Milledgeville, Georgia.  Grant also owned Grant Financial Group and GFG Strategic Advisors, and he has been the subject of three tax liens.

 

Brokerage firms like M Holdings Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Georgia. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past.  All arbitration cases are taken on a contingent fee basis, meaning if we don’t recover money, you owe us nothing.

 

Click to view:  Grant, Dean BrokerCheck

Click to view:  Grant, Dean FINRA AWC

Read Related Article:  Dean Grant, formerly with M Holdings Securities, Charged with Fraud and Theft

 

If you lost money with Dean Grant, M Holdings Securities, GFG Strategic Advisors, or Grant Financial, CONTACT ISRAELS & NEUMAN at 720-599-3505 for a free consultation.