Gregory Lane, formerly with Raymond James & Associates, Barred from Securities Industry

Have you lost money with financial advisor Gregory Lane of Belleville, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gregory John Lane. FINRA barred Lane from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Lane after he was terminated by his former brokerage firm, Raymond James & Associates, regarding allegations involving a trust.

Gregory Lane was a financial advisor and registered representative of Raymond James & Associates from 2013 to May 2018.  He worked at branch offices in Swansea and Belleville, Illinois.  Lane has been the subject of one customer complaint.

Brokerage firms like Raymond James & Associates have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Illinois and in the greater St. Louis area.  Attorneys David Neuman and Aaron Israels are both licensed to practice law in Illinois. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Raymond James & Associates.

Click to view:  Lane, Gregory BrokerCheck

Click to view:  Lane, Gregory FINRA AWC

If you lost money with Gregory Lane or Raymond James & Associates, please CONTACT US at 720-599-3505 for a free evaluation of your case.