Graham, North Carolina
Did you invest in structured notes with financial advisor J. Brian Glaze or Joseph Brian Glaze? Our securities arbitration law firm is reviewing allegations made against this advisor, who previously was affiliated with LPL Financial in Graham, North Carolina.
According to BrokerCheck, he has been the subject of two customer complaints since 2023. Both complaints allege unsuitable recommendations to invest in structured notes. A 2023 case already settled for $250,000, and a 2024 complaint is still pending. The most recent complaint making allegations regarding structured notes was made in June 2024.
J. Brian Glaze was a representative of LPL Financial in Graham, North Carolina from 2012 to September 2022. He is currently registered with Avantax Investment Services since September 2022.
Israels & Neuman has represented thousands of investors in the past, including investors in North Carolina. We currently represent dozens of investors who lost money in structured notes against LPL Financial.
J. Brian Glaze’s BrokerCheck Report can be found HERE