Boston, MA
Have you lost money with financial advisor Charles Kenahan of Boston, Massachusetts? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority. FINRA barred Charles Kenahan after he failed to respond to an investigation. FINRA was investigating him after he was terminated by his brokerage firm, Merrill Lynch.
Charles Kenahan (CRD # 1351974) was a financial advisor and registered representative of Merrill Lynch from 2007 to July 2019. He worked at branch offices in Boston, Massachusetts.
Brokerage firms like Merrill Lynch have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Massachusetts. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Merrill Lynch.