Roselle, IL
Have you lost money with financial advisor Bradley Goodbred of Roselle, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority. FINRA barred Goodbred after he failed to respond to an investigation. FINRA was investigating Goodbred after he was terminated by his former brokerage firm, LPL Financial. Goodbred allegedly used a power of attorney for a customer to withdraw funds from the customer’s account and had the customer provide him $430,000 for an outside real estate company.
Bradley Goodbred was a financial advisor and registered representative of LPL Financial from 2009 to February 2021. He worked at branch offices in Roselle, Illinois.
Brokerage firms like LPL Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Illinois. Attorney David Neuman is licensed in Illinois and grew up in nearby Addison, Illinois. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against LPL Financial.