Have you lost money with financial advisor Miguel Murillo, of Joseph Stone Capital in New York, New York?  The law firm of Israels & Neuman may be able to help you recover some or all of your investment losses.

According to FINRA’s Brokercheck, Miguell Murillo is under investigation by FINRA for allegedly excessively trading, or churning, customer accounts.  Murillo was also alleged to have made unsuitable recommendations to invest on margin.

Miguel Murillo has been a registered representative of Joseph Stone Capital from 2014 to the present.  He has worked at branch offices in New York, New York.  Murillo has also been the subject of three customer complaints, and he was also suspended for 20 days by FINRA in 2011.

Brokerage firms like Joseph Stone Capital have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York.  Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past, including against Joseph Stone Capital.

View Miguel Murillo BrokerCheck Report

If you lost money with Miguel Murillo or Joseph Stone Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.