Juan Ceja of PFS Investments, Barred by FINRA
Have you lost money with financial advisor Juan Ceja, formerly of PFS Investments in Medford, Oregon? The Law Firm of Israels & Neuman may be able to help. Israels & Neuman is looking into allegations made by FINRA against Juan Ceja. FINRA barred Ceja from the securities industry after he failed to respond to an investigation. FINRA was investigating Ceja after he was terminated by PFS Investments (Primerica) for falsifying information on insurance documents.
Juan Ceja was a registered representative of PFS Investments (Primerica) from 2000 to February 2021. He has worked at branch offices in Medford, Oregon.
Brokerage firms like PFS Investments have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Denver, Colorado; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Oregon. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against PFS Investments.
View Juan Ceja BrokerCheck Report