Ronald Giovino, formerly with GWN Securities, Barred by FINRA

CLEARWATER, FLORIDA – Have you lost money with financial advisor Ronald J. Giovino, Jr. of Clearwater, Florida?  We are looking into allegations made against Ronald Giovino.  FINRA, the Financial Industry Regulatory Authority, barred Ronald Giovino from the securities industry.  Giovino was alleged to have misappropriated or converted money from customers.

Ronald Giovino was a representative of GWN Securities from 2004 to July 2021.  He worked at a branch office in Clearwater, Florida.

Brokerage firms like GWN Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Attorney David Neuman is licensed to practice law in Florida.  Our attorneys have represented over one thousand investors against many firms in the past.

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If you lost money with Ronald Giovino or GWN Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.