Law Firm Investigates Complaints Against Lyndon Grey of Western International Securities

     LOS ANGELES, CALIFORNIA – Have you lost money with financial advisor Lyndon Grey, formerly of Western International Securities and currently with RBC Capital Markets in Los Angeles, California?  We are looking into allegations made against Lyndon Grey, who has been the subject of a customer complaint filed in 2021.  The recent complaint alleges that Grey sold an unsuitable investment in a REIT, real estate investment trust.  The REIT allegedly caused over $100,000 in damages.

Lyndon Grey has been with Western International Securities from August 2017 to the present.   Grey was also previously with Financial West Group from 2011 to August 2017.  He has worked at branch offices in Los Angeles, California.

Brokerage firms like Western International Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Western International Securities.

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If you lost money with Lyndon Grey or Western International Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.