JUPITER, FLORIDA

Have you lost money with financial advisor Robert Paterson, formerly with Truist Investment Services and BB&T Securities in Jupiter, Florida?  We are looking into allegations made against Robert Paterson.  Paterson was suspended from the securities industry by FINRA after he failed to respond to an investigation.  FINRA is investigating allegations that an investor gave him $60,000 to invest in an annuity, but the annuity company never received the check.

Robert Paterson was with Truist Investment Services from February 2021 to May 2021.  He was also with BB&T Securities from January 2018 to February 2021.  He has worked at branch offices in Jupiter, Florida.   Paterson was also the subject of two customer complaints.

Brokerage firms like Truist Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

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If you lost money with Robert Paterson, BB&T Securities, or Truist Investment Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.