RESTON, VIRGINIA

 Have you lost money with financial advisor Frank Van Houten, formerly with Raymond James Financial and now with Citigroup in Reston, Virginia?  We are looking into allegations made against Frank Van Houten. Van Houten has been the subject of a recent customer complaint.  The complaint alleges an unsuitable investment in an offshore product called Northstar Financial Services, whose issuer is under liquidation order.

Frank Van Houten was with Raymond James Financial from June 2014 to October 2017 and again from December 2018 to January 2020.  He had been with LPL Financial from January 2020 to August 2021.  He has worked at branch offices in Reston, Virginia.

Brokerage firms like Raymond James Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Virginia.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Raymond James Financial.

View F. Van Houten BrokerCheck Report

If you lost money with Frank Van Houten, Northstar Financial, or Raymond James Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.