LAS VEGAS, NEVADA

Have you lost money with financial advisor Jason Garofalo, with Ameriprise Financial Services, in Las Vegas, Nevada?  We are looking into allegations made against Jason Garofalo. Garofalo has been the subject of a recent customer complaint.  Garofalo was alleged to have sold unsuitable investments in non-traded REITs (real estate investment trusts) like Hospitality Investors Trust and Inventrust Properties.  These REITs alleged caused $150,000 in damages.

Jason Garofalo has been a financial advisor and registered representative of Ameriprise Financial Services from November 2015 to the present.  He worked at a branch office in Las Vegas, Nevada.  Garofalo was also the subject of a complaint in 2012 that resulted in a $668,000 award against his former firm.

Brokerage firms like Ameriprise Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Nevada. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Ameriprise Financial Services.

Click here to view Garofalo, J. BrokerCheck Report

If you lost money with Jason Garofalo or Ameriprise Financial Services, please Contact Us at 720-599-3505 for a free evaluation of your case.