Clinton Byrd, Formerly with Cantella & Co., Suspended Nine Months
TALLAHASSEE, FLORIDA
Are you a former client of Clinton Byrd from Tallahassee, Florida? Our investment fraud law firm is reviewing claims made by FINRA, against Clinton Byrd. Byrd was suspended by nine months by FINRA after he allegedly engaged in a private securities transaction.
FINRA alleges that Byrd signed a promissory note on behalf of a musical production company he owned, in which the musical company borrowed $550,000 from a customer of Cantella & Co. The note was supposed to be used to purchase a collection of historical memorabilia. However, Byrd did not get permission from Cantella & Co. to issue this note.
Per FINRA Rules, financial advisors are required to disclose all securities or investment business to their brokerage firm. When an advisor fails to do so, they violate FINRA rules.
Clinton Byrd had been with Cantella & Co. August 2007 to June 2021 in a Tallahassee, Florida office. He’s been the subject of two customer complaints and was fired by Cantella & Co. regarding these allegations. He was fired by another firm in June 2007.
Our law firm represents investors throughout the country, including investors in Florida. Attorney David Neuman is licensed to practice law in Florida.
View Byrd, c BrokerCheck 1.12.23
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