Investment Fraud Law Firm Investigates Daniel Raupp of Concorde Investment Services

SETAUKET, NEW YORK

Have you lost money with financial advisor Daniel Raupp, formerly of Concorde Investment Services in Setauket, New York?  We are looking into allegations made against Daniel Raupp, who has been the subject of 11 customer complaints, 10 of which have been filed since 2019.  The most recent complaint makes allegations regarding sales of private placements or limited partnerships.

Daniel Raupp has been with Concorde Investment Services since June 2015 in a Setauket, New York branch office.  In addition to the customer complaints, he was allowed to resign by another brokerage firm while under internal investigation in 2001.

Concorde Investment Services has a duty to sufficiently monitor the conduct of its representatives,.  A failure to adhere to this duty could result in liability for any financial losses by customers.

Israels & Neuman PLC represents investors throughout the country in FINRA Arbitration, including investors in New York.  We have recovered millions of dollars for investors in the past.

View Raupp, d BrokerCheck 4.7.23

If you lost money with Daniel Raupp or Concorde Investment Services, please Contact Us at 206-795-5798 for a free evaluation of your case.