Former Cetera Investment Services Advisor Rebecca King Wah Ng-Tsang Subject of Several Customer Complaints

BELLEVUE, WASHINGTON

 Have you lost money investing with former Cetera Investment Services advisor Rebecca King Wah Ng-Tsang?  Our Denver and Seattle-based law firm is looking into allegations made against The Cetera advisor, from Bellevue, Washington.  According to FINRA’s BrokerCheck, she has been the subject of six customer complaints, four of which have been made within the last three years.

The customer complaints allege claims related to sales of REITs (real estate investment trusts) and annuities.  Three of the customer complaints were denied by King’s former firm, Cetera Investment Services.  Two of the complaints are still pending.

Rebecca King Wah Ng-Tsang had been affiliated with Cetera Investment Services from January 2013 to November 2021.  She worked in Bellevue, Washington.  Cetera Investment Services had an obligation to reasonably supervise her activities.

Our securities arbitration law firm has represented numerous investors against Cetera in the past.  Attorney David Neuman is based in Seattle and has represented numerous investors on the Eastside suburbs, including Bellevue, Kirkland, Redmond, and Woodinville.

View King, r BrokerCheck 5.8.23

If you lost money with Rebecca King Wah Ng-Tsang or Cetera Investment Services, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.