Former Truist Investment Services Advisor Simon Joseph Subject of Recent Complaint

ALEXANDRIA, VIRGINIA

Are you a current or former client of financial advisor Simon Joseph from Alexandria, Virginia? Israels & Neuman is reviewing claims made against by former customers of Simon Joseph, who worked with Truist Investment Services from February 2021 to March 2022 and with BB&T Securities from 2016 to February 2021.

According to his BrokerCheck report, a customer complaint was filed in FINRA arbitration in April 2023.  The complaint alleges that he engaged in unsuitable investment recommendations and misrepresentations in a managed account.  The customer alleged losses over $250,000.

Simon Michel Joseph worked in an Alexandria, Virginia office.  He is now affiliated with Momentum Independent Network.  He was fired by Morgan Stanley in August 2016 regarding allegations of exercising discretion in customer accounts without written authorization to do so.  He was also allowed to voluntarily resign by Truist Investment Services.

Securities broker-dealers must reasonably supervise their advisors.  If the firms fail to do so, they could be liable for investment losses.

Our law firm has recovered millions of dollars for investors in FINRA arbitrations.  We represent investors throughout the country, including investors in Virginia.

View Joseph, s BrokerCheck 6.27.23

If you lost money with Simon Joseph or Truist Investment Services, please Contact Us at 206-795-5798 for a free evaluation of your case.