Robert Starnes Fired with SA Stone Wealth Management

WAUWATOSA, WISCONSIN

Are you a former client of financial advisor Robert Starnes formerly with SA Stone Wealth Management in Wauwatosa, Wisconsin?  Starnes registration with SA Stone Wealth Management was terminated in May 2023.  He was fired after an executor of an estate complained that he accepted funds from a customer and deposited the money into his personal account.

According to FINRA’s BrokerCheck Report, Robert Starnes was licensed with SA Stone Wealth Management from December 2019 to May 2023.  He was previously registered with Quest Capital.  He had an office in Wauwatosa, Wisconsin and also operated the Offices of Robert C. Starnes.

SA Stone Wealth Management has an obligation to abide by securities rules and regulations.  This includes duties to adequately monitor conduct of its financial advisors.  Failures to sufficiently supervise representatives can potentially lead to liability for brokerage firms.

View Starnes, r BrokerCheck 6.28.23

If you lost money with Robert Starnes or SA Stone Wealth Management, please Contact Us at 206-795-5798 for a free evaluation of your case.