Ronald Sagasser, Formerly with Western and Southern Life Insurance, Barred from Securities Industry
MIAMISBURG, OHIO
Have you invested with advisor Ronald Sagasser in Miamisburg, Ohio? Our investment fraud law firm is looking into claims made against Ronald Sagasser. He was recently barred by FINRA from the securities industry because he failed to respond to a FINRA investigation. The investigation started when Sagasser was fired by W&S Brokerage Services (an affiliate of Western and Southern Life Insurance) in June 2022 for borrowing money from an insurance client and creating and signing a promissory note with that client.
Ronald Sagasser had been a broker with W&S Brokerage Services from May 2018 to June 2022. He worked in Miamisburg, Ohio.
Under FINRA’s rules, including Rule 8210, Ron Sagasser must respond to FINRA investigations. Likewise, W&S Brokerage Services must adequately monitor the conduct of its advisors. If it failed to adequately supervise their advisors, the firm could be responsible for financial losses.
Israels & Neuman is an investment fraud and securities arbitration law firm that has represented over 1,000 investors in the past. We represent investors throughout the country, including in Ohio.
View Sagasser, r BrokerCheck 7.7.23
If you lost money with Ronald Sagasser or Western and Southern Life Insurance, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.