Sep 22, 2023 | Investment Fraud

ROBERT SILVESTRI of Level Four Advisory is FIRED

Robert Silvestri Fired by Level Four Advisory

ALLEN, TEXAS

Are you a former client of Robert Silvestri, formerly with Level Four Advisory in Allen, Texas?  Silvestri was terminated by Level Four Advisory in November 2022.  The termination came after he borrowed money from a customer.  He was subsequently terminated by his next brokerage firm, Aegis Capital Corp., in July 2023.

Robert Silvestri also known as Rob Silvestri, was a registered representative of Level Four Financial from September 2018 to November 2022 and with Aegis Capital Corp. from January 2023 to July 2023.  He worked in offices in Allen and Dallas, Texas.   Silvestri has also been the subject of two customer complaints, one of which was made in 2022.

Financial advisors  are required to follow FINRA Rules.  FINRA Rule 3240 states that, in general, financial advisors cannot borrow money from customers unless the advisor has prior permission from the brokerage firms, and a list of limited exceptions applies to the transaction.

Our investment fraud law firm has sued dozens of different brokerage firms in the paset, including Aegis Capital Corp.  We also represent clients in Texas.

VIEW SILVESTRI BROKERCHECK REPORT HERE

If you lost money with Robert Silvestri or Level Four Financial, please Contact Us at 206-795-5798 for a free evaluation of your case.

 

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