Yong Chang with Independent Financial Group Subject of Two Complaints

SEATTLE, WASHINGTON

Have you invested with Yong Chang from Seattle, Washington?  Our securities arbitration law firm is reviewing claims made by clients of Yong Seok Chang, with Independent Financial Group.

Chang has been a representative of Independent Financial Group since 2008 in Seattle, Washington, as well as a company called U&T Financial.  He has been the subject of two customer complaints since November 2021, both of which allege that Chang recommended unsuitable investments in non-traded REITs, or real estate investment trusts.

Financial advisors are subject to the rules of FINRA, the Financial Industry Regulatory Authority.  One of these rules is FINRA Rule 2111, which provides that financial advisors make suitable investment recommendations to customers.  The brokerage firm and/or advisor can be liable if Rule 2111 is violated.

Our law firm represents investors throughout the country, including investors in Washington.  Attorney David Neuman has an office in Seattle and is licensed to practice law in Washington.

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If you lost money with Yong Chang or Independent Financial Group, please Contact Us at 206-795-5798 for a free evaluation of your case.