Financial Advisor Robert Lee Golding Barred from Securities Industry

ALPENA, MICHIGAN     Are you a former client of financial advisor Robert Lee Golding in Alpena, Michigan? Our law firm is looking into claims made against Robert Lee Golding also known as Rob Golding, who previously worked with Pruco Securities and Prudential Insurance.  According to FINRA’s Disciplinary Database, he was barred from the securities industry by FINRA.

FINRA was investigating Golding after he “voluntarily resigned” from Pruco Securities while under internal investigation in September 2022.  He allegedly submitted “non-genuine” client signatures on two annuity applications and misdated a company form.  He then refused to cooperate with FINRA’s investigation.

Rob Golding was registered with Pruco Securities from February 2018 to September 2022.  He worked in Alpena, Michigan.  Golding was also the subject of a customer complaint that settled for $43,000 in February 2023.

Our law firm has recovered millions of dollars for investors in the past, including numerous investors in Michigan.  Attorney Aaron Israels is licensed to practice law in Michigan and grew up in western Michigan.

FINRA AWC can be found HERE

 BrokerCheck Report can be found HERE

If you lost money with Robert Lee Golding, or Pruco Securities, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.