Michael Grande, Formerly of Newbridge Securities, Subject of FINRA Complaint

FORT LAUDERDALE, FLORIDA     Are you a former customer of Michael Grande, formerly with Newbridge Securities in Fort Lauderdale, Florida?  Our law firm is reviewing allegations made by FINRA against this advisor.  FINRA seeks to bar him from the securities brokerage industry in an April 2024 complaint because he failed to respond to a FINRA investigation.

FINRA investigated Grande regarding allegations that he engaged in short-term trading of mutual funds in his customers’ accounts between July 2017 and May 2022.  He has not responded to written requests by FINRA as part of its investigation.

Michael Charles Grande held a securities brokerage license with Newbridge Securities from 2005 to May 2022.

Pursuant to FINRA Rule 8210, advisors must adequately and timely respond to FINRA investigations.  Likewise, FINRA Rule 3110 requires securities brokerage firms to adequately supervise their representatives.  If firms fail to provide sufficient supervision, they could be responsible for financial damages.

If you lost money with Michael Grande or Newbridge Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

View FINRA’s Complaint HERE

View BrokerCheck Report HERE