Nathan Bartow and Fifth Third Securities
Have you lost money with financial advisor Nathan Bartow of Barberton, Ohio? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Nathan D. Bartow. FINRA barred Bartow from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Bartow for allegations that he negligently managed an investor’s funds and that he converted funds as well.
Nathan Bartow was a financial advisor and registered representative of Fifth Third Securities, Inc. from March 2013 to April 2016 and with CCO Investment Services from December 2005 to March 2013. He worked at branch offices in Barberton and Canton, Ohio. Bartow is currently the subject of at least six customer complaints.
Brokerage firms like Fifth Third Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Ohio. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities AmNathana, National Securities Corp., and many others.
Click to view: Bartow FINRA AWC
Click to view: Bartow BrokerCheck 6.17.16
HAVE YOU LOST MONEY WITH NATHAN BARTOW OR FIFTH THIRD SECURITIES?
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