Israels & Neuman, PLC Investigates Anthony Mastroianni, Jr. CRD# 2151249, formerly of Meyers & Associates, L.P. and J.P. Turner & Company, LLC.
Have you lost money with financial advisor Anthony Mastroianni, Jr. CRD# 2151249, formerly of Meyers & Associates, L.P. and J.P. Turner & Company, LLC, New York, New York? We are investigating allegations and complaints of various customer related to the alleged conduct of Anthony Mastroianni, Jr.
Mr. Mastroianni’s CRD report, a public record maintained by FINRA, the Financial Industry Regulatory Authority, states that Mastroianni is currently being sued in the FINRA arbitration system by two different customers, in two separate proceedings, wherein the customers allege account churning, mishandling of the accounts, unsuitable investments, breach of fiduciary duty, breach of contract, and failing to pay outstanding loans from customers. The two parties seek aggregate compensation in excess of $2,000,000 from Anthony Mastroianni, Jr.
Mastroianni’s CRD report also discloses four other past customer complaints for unauthorized trading, churning, and poor account performance, in addition to a civil judgment of approximately $1,900.00.
Anthony Mastroianni, Jr. is not currently registered as a financial advisor, but was registered with Meyers & Associates, L.P. from 2013 through 2016, Alexander Capital, L.P. from 2012 through 2013, J.P. Turner & Company, LLC. From 2009 through 2012, National Securities Corporation from 2008 through 2009, and Joseph Stevens & Company from 2004 through 2008.
Brokerage firms have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Seattle, Chicago, Ann Arbor, and the Portland Area. We represent investors in FINRA arbitration proceedings in all 50 states, including New York, and are interested in speaking with investors who may have lost money with Anthony Mastroianni, Jr.
Our office handles all of our arbitration cases on a contingent fee basis, meaning you do not pay unless we recover money for you.
Click to view: Mastroianni BrokerCheck 8.30.16
HAVE YOU LOST MONEY WITH ANTHONY MASTROIANNI, JR., MEYERS & ASSOCIATES, L.P., OR J.P. TURNER & COMPANY?
CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION
Denver Office: (720) 599-3505
Seattle Office: (206) 795-5798
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.