Attorney David Neuman Is Quoted Again Regarding Non-Attorney Representatives
Attorney David Neuman was recently quoted again on the issue of non-attorney representatives (or NARs) in FINRA arbitration. In late 2018, FINRA submitted a rule proposal to the SEC, which seeks to bar compensated NARs in its forum.
In a recent article written by Ann Marsh in Financial Planning, David Neuman was quoted regarding the recent developments with NARs in FINRA arbitration.
Click to view Article: FINRA SEEKS TO BAN NON ATTORNEYS FROM ARBITRATION
Mr. Neuman was also the co-author of a study, along with attorney Andrew Stoltmann of Stoltmann Law Offices, regarding NARs and FINRA arbitration. That report can be found here:
MENACE TO INVESTORS: Non-Attorney Representatives