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RED BANK, NEW JERSEY Did you invest with financial advisor Mark Seruya in Red Bank, New Jersey? The securities arbitration law firm of Israels & Neuman PLC is reviewing allegations made by FINRA against this advisor, who was a representative of Morgan Stanley from 2008 to August 2024.  He was kicked out of the securities…

If you have lost money investing in autocallable structured notes or other types of structured products, please call our office today.  You may be able to recover some or all of your investment losses through securities arbitration.  The securities and investment fraud lawyers at Israels & Neuman PLC have handled many cases involving structured products…

CHARLOTTE, NORTH CAROLINA Did you lose money investing with financial advisor Derek Copeland in Charlotte, North Carolina? Our securities arbitration law firm is looking into a regulatory investigation made by FINRA against this advisor, who was previously a representative of LPL Financial. FINRA’s AWC shows that Copeland engaged in numerous private securities transactions, which means…

TACOMA, WASHINGTON Did you lose money investing with financial advisor David Jerke in Tacoma, Washington? Israels & Neuman is looking into claims made by FINRA against this advisor, who was previously affiliated with LPL Financial. Recently, he was kicked out of the securities brokerage industry by FINRA when he refused to cooperate with a FINRA investigation.…

MOREHEAD CITY, NORTH CAROLINA Did you invest with financial advisor Brett Rutherford in Morehead City, North Carolina? Our securities arbitration law firm is reviewing allegations made by FINRA against this advisor, who was a representative of Capital Investment Group. He was expelled from the securities industry by FINRA when he failed to cooperate with a…

CHICAGO, ILLINOIS Are you a former client of financial advisor Joseph Cannon in Chicago, Illinois? The securities arbitration and investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against Joseph Cannon, who was previously affiliated with Northwestern Mutual.  He was barred from the securities industry after failing to respond to…

PURCHASE, NEW YORK Did you invest with financial advisor Roger Gallagher in Purchase, New York? Our law firm is reviewing allegations made by FINRA against this advisor, who was a representative of Morgan Stanley from 2012 to August 2024. He was kicked out of the securities industry by FINRA after he failed to cooperate with…

CAMARILLO, CALIFORNIA Have you invested with financial advisor Ryan Bennett from Camarillo, California? We are reviewing allegations made against Ryan Emerson Bennett.  In January 2023, he was fired by First Heartland Capital, according to FINRA’s BrokerCheck. BrokerCheck further discloses that he was terminated for several reasons, including that he knowingly engaged in an outside business…

ORCUTT, CALIFORNIA Have you invested with investment adviser Julie Darrah from Orcutt, California? We are reviewing allegations made against Julie Darrah, formerly known as Julie Banuelos.  According to AdvisorInfo, a website maintained by the Securities and Exchange Commission, she was fired by her firm while under an internal investigation. According to AdvisorInfo, she was “terminated…

NORCROSS, GEORGIA We are currently investigating allegations made against Triad Advisors, a Norcross, Georgia-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Triad Advisors, making allegations that it failed to adequately supervise the exchange of Class A mutual fund shares and variable annuity exchanges. Because of the front-end load…