Investigation of Financial Advisor KEVIN KLICKNA

Israels & Neuman, PLC Investigates Kevin Klickna, Formerly of Equitable Advisors and AXA Advisors SPRINGFIELD, ILLINOIS – Have you lost money with financial advisor Kevin Klickna, formerly of Equitable Advisors and AXA Advisors in Springfield, Illinois? We are looking into allegations made against Kevin Klickna, who has been the subject of three (3) customer complaints, all which allege forgery of signatures or initials on insurance documents. Klickna was terminated by Equitable Advisors regarding this conduct.

Kevin Klickna was a registered representative of Equitable Advisors from January 2013 to April 2021. Klickna was also with AXA Advisors from March 2009 to April 2011. He has worked at branch offices in Springfield, Illinois.

Brokerage firms like Equitable Advisors and AXA Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Illinois. Attorney David Neuman is licensed to practice law in Illinois. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against AXA Advisors.

View BrokerCheck: Klickna, Kevin Brokercheck 6.20.21

If you lost money with Kevin Klickna, AXA Advisors, or Equitable Advisors, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.