Michael Siek of Aegis Capital Subject of Complaints

Israels & Neuman, PLC
New York, NY

Have you lost money with financial advisor Michael Siek of New York, New York? This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office.

Michael Siek has been the subject of six customer complaints, two of which were made in 2024. The 2024 complaints alleged that he recommended unsuitable stocks to his customers. The complaints were made in Iowa and southern California prior to being filed in FINRA arbitration.

FINRA Rule 2111 states that advisors must make suitable investment recommendations, based on the customer’s risk tolerance, investment objectives, age, and other factors. Failure to follow Rule 2111 could make Siek and/or Aegis Capital Corp. responsible for financial damages.

Israels & Neuman PLC is a securities and investment fraud law firm that represents investors throughout the nation. We have also sued dozens of different brokerage firms in the past, including Aegis Capital Corp.

Michael Siek’s BrokerCheck report can be found HERE

If you lost money with Michael Siek or Aegis Capital Corp., contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

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