Nov 1, 2023 | Investment Fraud

ANDREW SCHELL of DA Davidson 19 Customer COMPLAINTS

Andrew Schell with D.A. Davidson Subject of 19 Complaints

COLORADO SPRINGS, COLORADO

Did you invest with Andrew Schell from Colorado Springs, Colorado?  Our investment fraud law firm is reviewing allegations made by clients of Andrew Schell, formerly with D.A. Davidson.

Mr. Schell had been a financial advisor of D.A. Davidson from January 2020 to March 2022 in Colorado Springs, Colorado.  He has been the subject of 19 customer complaints since January 2022, many of which allege that he made unsuitable investments in stocks and options.  Nearly all of the cases have settled, but a July 2023 complaint is still pending.

Stockbrokers are subject to the rules of FINRA, the Financial Industry Regulatory Authority.  One of these rules is FINRA Rule 2111, which provides that financial advisors make suitable investment recommendations to customers.  The brokerage firm and/or advisor can be liable if Rule 2111 is violated.

Our law firm represents investors throughout the country, including investors in Colorado.  Attorney Aaron Israels has an office in Denver and is licensed to practice law in Colorado.

VIEW BROKERCHECK REPORT HERE

If you lost money with Andrew Schell or D.A. Davidson, please Contact Us at 720-599-3505 for a free evaluation of your case.

 

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