Did you lose money with Danish Rauf of U.S. Bancorp Investments in Des Plaines, Illinois? Call the securities and investment fraud law firm of Israels & Neuman at (720) 599-3505 to find out more about recovering investment losses. FINRA’s Allegations FINRA alleged that it initiated an investigation into Danish Rauf regarding allegations that he engaged…
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Did you invest with James Daniel Pelton, formerly at Arvest Wealth Management? Our securities arbitration law firm is looking into allegations involving James Pelton also known as Danny Pelton, who was a representative with Arvest Wealth Management and worked in West Fork, Arkansas. His registration was terminated by Arvest Wealth Management in December 2025. Allegations…
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Did you lose money with financial advisor David Cohen of Cetera in Yonkers, New York? Contact Israels & Neuman for more information on recovering investment losses. Allegations Regarding David Cohen In December 2025, David Cohen was fired by Cetera Investment Services in Yonkers, New York. Cohen allegedly was “transacting business while under suspension by the…
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Did you lose money with financial advisor Gregory Matthews from New York City? Contact Israels & Neuman at 720-599-3505. Allegations Against Gregory Matthews In May 2025, Gregory Matthews was fired by Morgan Stanley in New York. BrokerCheck discloses “Allegations related to exercise of discretion without prior written authorization in four customer accounts, frequency of trading,…
Continue reading ›A recent federal jury verdict involving a prominent Denver real estate developer serves as an important reminder that investment fraud risks extend far beyond traditional stockbrokers and Wall Street firms. According to reporting by The Denver Post, a federal jury found that Denver developer Brian Watson, founder of Northstar Commercial Partners, defrauded investors in multiple…
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Did you lose money in structured notes through Dustin Smith, previously at RBC Capital Markets in Naples, Florida? Contact Israels & Neuman at (720) 599-3505. Allegations Regarding Dustin Smith According to FINRA’s BrokerCheck, in December 2025, a customer filed a FINRA arbitration matter against RBC Capital Markets related to advisor Dustin Smith in Naples, Florida. …
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Did you loan money to or invest with Mahmoud Elawadi, formerly at Wells Fargo? The securities fraud law firm of Israels & Neuman is looking into allegations involving Mahmoud Elawadi, aka Mood Elawadi, who formerly was a representative with Wells Fargo and worked in Orlando, Florida. His registration was terminated by Wells Fargo in December…
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Did you invest in structured notes through Igor Harlap, also known as Gary Harlap, at UBS Financial Services? The investment fraud and securities law firm of Israels & Neuman is looking into allegations involving Igor Harlap, who worked in a Philadelphia, Pennsylvania office. Customer Allegations Regarding Gary Harlap In December 2025, a customer filed a…
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Have you invested with Anthony Cheng from San Jose, California? The securities arbitration law firm of Israels & Neuman is looking into a regulatory complaint made by FINRA against Anthony Cheng aka Tony Cheng, who previously worked for Ameritas Investment Company. Allegations Against Tony Cheng FINRA alleged that it initiated an investigation into Anthony Cheng…
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Did you invest with financial advisor Lyhen Fiallo from Hialeah, Florida? Israels & Neuman is looking into claims against Lyhen Fiallo, who previously worked with PFS Investments (Primerica) in Hialeah, Florida. She was recently barred from the securities industry regarding allegations that she borrowed money from a customer. Allegations Regarding the Expulsion In January 2026,…
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