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18
Jun

JOHN KASEL of US Bancorp Attempts to Expunge His Record

Losses with John Kasel of US Bancorp in Seattle, WA
 John Kasel, Formerly with US Bancorp Investments, Loses Arbitration Hearing to Expunge His Record SEATTLE, WASHINGTON     Did you invest with stockbroker John Kasel in Seattle, Washington? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against John Kasel, who was formerly with US Bancorp Investments.  FINRA’s Arbitration Award Database …
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14
Jun

ROSALINE ALAM of Pruco Securities is BARRED

Losses with Rosaline Alam of Pruco Securities in Claremont, CA
 Rosaline Alam, Formerly with Pruco Securities, Barred CLAREMONT, CALIFORNIA     Did you invest with Rosaline Alam in Claremont, California? Our investment fraud law firm is reviewing allegations against this advisor, who was previously licensed with Pruco Securities (Prudential).  She was expelled from the securities brokerage industry in June 2024 by FINRA after she failed to respond …
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13
Jun

IMDADUR RAHMAN of Merrill Lynch is BARRED

Losses with Gino Rahman of Merrill Lynch in Bloomfield Hills, MI
Imdadur Rahman also known as “Gino” Rahman, Formerly with Merrill Lynch Barred by FINRA BLOOMFIELD HILLS, MICHIGAN     Are you a former customer of Imdadur Rahman (also known as Gino Rahman) in Bloomfield Hills, Michigan? Our firm is reviewing claims made against this advisor, who was formerly a representative of Merrill Lynch.  FINRA made several allegations …
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10
Jun

ERIC ANTHONY DUPRE is FIRED by Ameriprise Financial

Losses with Eric Anthony Dupre of Ameriprise in San Antonio, TX
Ameriprise Financial Fires Advisor Eric Anthony Dupre SAN ANTONIO, TEXAS     Are you a former customer of financial advisor Eric Anthony Dupre from San Antonio, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against this advisor.  He was fired by Ameriprise Financial Services in March 2024. Ameriprise terminated …
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2
Jun

Investigation of CHIP WODRICH of Hornor Townsend and Kent

Losses with Chip Wodrich of Hornor Townsend and Kent in Goodyear, AZ
FINRA Seeks to Bar Goodyear Advisor Chip Wodrich GOODYEAR, AZ     Did you invest with Charles Wodrich, formerly with Hornor Townsend & Kent in Goodyear, Arizona?  Our securities arbitration firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor.  FINRA brought a complaint seeking to bar him from the securities …
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