You may be able to recover money if you suffered losses with Carter Terry & Company financial advisor Donald Spivey in Camden, South Carolina. Israels & Neuman is reviewing allegations made against Donald Franklin Spivey, who was a representative of Carter Terry & Company from 2005 to October 2023 and had been in the securities…
Continue reading ›
Tiffany Keigley of Tulsa, Oklahoma was “discharged” by Morgan Stanley in October 2024. In particular, Morgan Stanley alleged that it terminated Keigley’s registration surrounding allegations that she distributed “funds from a client’s account for the registered representative’s benefit”, according to FINRA’s BrokerCheck. If you lost money, you may be able to file a claim to…
Continue reading ›
FINRA has filed a regulatory action against financial advisor, Shammi Samaroo of Sunrise, Florida in April 2025. NY Life filed a regulatory form, alleging that Samaroo was “permitted to resign” while under internal review for potential violations of “company policy”. NY Life’s company policy was not specifically identified. In May 2025, Samaroo advised FINRA, through…
Continue reading ›
Individuals who lost money with Patrick Horsman in Hemp or Cannabidoil may have legal options to recover their losses in investments. The attorneys at Israels & Neuman are investigating a recent regulatory complaint made by the Arizona Corporation Commission against Patrick Horsman and Integrated CBD, LLC. Allegations by Arizona The Arizona Corporation Commission filed a…
Continue reading ›
Did you invest in Grandway REIT Holdings, Inc.? You may be able to recover money through FINRA Arbitration. According to a Grandway press release from October 2022, the Grandway REIT is an income-producing real estate investment trust that has a portfolio of residential and commercial real estate investments throughout the United States. The investment strategy…
Continue reading ›
Financial Advisor, Mohammed Salim was “discharged” by Morgan Stanley in October 2024. According to FINRA, Morgan Stanley disclosed in a filing that Mr. Salim was terminated surrounding allegations “related to unauthorized sales, and funds transfers from a customer’s account to the representative’s creditors”. Terminations like this typically draw scrutiny from a regulator like FINRA. FINRA…
Continue reading ›
You may have legal options to recover your losses if you were investing with Paul Nannicelli in Amherst, New Hampshire. According to FINRA, this advisor allegedly submitted beneficiary change forms designating his own family members as beneficiaries of customer’s accounts without notice to and approval from” LPL Financial. Our securities and investment fraud law firm…
Continue reading ›
If Michael Magruder was your financial advisor and you lost money, you may be able to recover investment losses. Our securities arbitration law firm is looking into allegations made by FINRA against Michael Edwin Magruder, who formerly was a representative with Merrill Lynch and Raymond James. He worked in a Golden Oak, Florida office. In…
Continue reading ›
Israels & Neuman is looking into claims made against Jeffrey Arbeit of Austin Texas, who was a representative of Farmers Financial from March 2016 to March 2025. If you lost money, you may be able to make a claim. What Was Alleged Regarding Arbeit Jeffrey Arbeit was “discharged” by Farmers Financial in March 2025. In…
Continue reading ›
Are you a client of financial advisor Marco Oreamuno, currently with Bolton Global Capital in Miami, Florida? Our securities arbitration law firm is reviewing claims involving Marco Oreamuno, including claims of unauthorized trading. FINRA, the Financial Industry Regulatory Authority, runs a database called BrokerCheck, which shows disciplinary and complaint histories of financial advisors. BrokerCheck show…
Continue reading ›
