Financial Advisor Ann Werts, Formerly with Cabot Lodge Securities, and GWG Bonds

DENVER, COLORADO

The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against Ann Werts, formerly named Ann Vanderslice, of Denver, Colorado. Werts has been the subject of a recent customer complaint regarding GWG Bond investments, according to FINRA. The Denver-based law firm of Israels & Neuman may be able to help recover your losses in GWG investments.

In February 2022, a customer complained about the sale of a GWG L Bond. GWG recently filed for bankruptcy, and investments in GWG products, including the GWG L Bonds, have lost significant value. The customer alleged $250,000 in losses stemming from the GWG L bond investment.

Ann Werts was with Cabot Lodge Securities from July 2013 to April 2021. She was also an investment advisory representative with CL Wealth Management, and Werts is currently with Madison Avenue Securities. Werts was also “permitted to resign” by another firm in 2009.

Cabot Lodge Securities and its advisors have an obligation to abide by FINRA rules. FINRA Rule 2111 defines suitability, and financial advisors must make suitable investment recommendations to investors. Rule 3110 provides that brokerage firms like Cabot Lodge Securities must reasonably supervise their representatives.

Israels & Neuman represents investors in FINRA arbitration throughout the U.S., and we have an office in Denver, Colorado. Attorney Aaron Israels is licensed to practice law in Colorado. We have talked with several investors in Colorado who lost money in GWG investments.

View BrokerCheck Report: Werts, Ann BrokerCheck 4.25.22

If you lost money with Ann Werts, Cabot Lodge Securities, or GWG bonds, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.