WARNING Bradley Kavanagh of Park Avenue Securities is BARRED

Israels & Neuman, PLC

Bradley Kavanagh, Formerly with Park Avenue Securities, Barred from Securities Industry

BATON ROUGE, LOUISIANA

Did you suffer financial losses due to recommendations of Bradley Kavanagh, formerly with Park Avenue Securities in Baton Rouge, Louisiana? In August 2022, Bradley Kavanagh was barred from the securities industry in after he failed to respond to a FINRA (Financial Industry Regulatory Authority) investigation. FINRA was investigating Kavanagh after he was terminated by his former brokerage firm, Park Avenue Securities.

Park Avenue Securities terminated Kavanagh after he allegedly used text messaging to communicate with investors without firm approval, and Kavanagh also allegedly solicited equity transactions without having a Series 7 license.

Bradley Kavanagh had a Series 6 license with Park Avenue Securities from October 2019 to April 2022. He was also previously affiliated with Pruco Securities, OneAmerica Securities, and NYLife Securities. He worked at a Baton Rouge, Louisiana branch office. Kavanagh also had insurance licenses through Guardian Life Insurance.

Park Avenue Securities is a FINRA member. FINRA Rule 3110 requires securities brokerage firms to adequately supervise their representatives. If the firms like Park Avenue Securities fail to provide sufficient supervision, the firms could be responsible for financial damages.

Israels & Neuman is an investment fraud law firm that represents clients throughout the U.S., including investors in Louisiana. We also have previously represented investors against Park Avenue Securities.

View Kavanagh, b FINRA AWC

View Kavanagh, b BrokerCheck 8.15.22

If you lost money with Bradley Kavanagh or Park Avenue Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

Topics

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

View More
Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 20+ Years of Experience
Fill out the contact form or call us at (616) 280-4303 to schedule your free confidential consultation.

Leave Us a Message