Jayson Pocius, Formerly with Wells Fargo, Barred from Securities Industry CHICAGO, ILLINOIS Are you a former client of Jayson Pocius in Chicago, Illinois? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this financial advisor, who previously worked with Wells Fargo Advisors. In March 2024, he was barred…
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Douglas Nelson, Formerly with Kingswood Capital Partners, Subject of GWG Complaint PAHRUMP, NEVADA Did you invest in GWG L bonds through Douglas Nelson, formerly with Kingswood Capital Partners? The securities and investment fraud law firm of Israels & Neuman is looking into claims made against the advisor, who was licensed with Kingswood Capital Partners from…
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Raul Benitez, Formelry with Suntrust, Subject of Complaint Involving GIC MIAMI, FLORIDA Are you a current or former customer of advisor Raul Benitez, who previously worked with Suntrust Investment Services in Miami, Florida? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Raul Jorge Benitez.…
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PFS Investments Fires Sean Fields for Allegedly “Borrowing” Client Money CONCORD, CALIFORNIA Have you invested with financial advisor Sean Fields from Concord, California? In January 2024, he was fired by his brokerage firm, PFS Investments. Fields was under internal investigation by his brokerage firm, whereby he allegedly admitted that he borrowed from two customers. Generally,…
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David Taddeo with LPL Financial Securities Subject of Complaints LA MESA, CALIFORNIA Are you a client of David Taddeo at LPL Financial in La Mesa, CA? He has been with LPL Financial Securities since 2000 and is the subject of six customer complaints, four of which have been made since 2020. The most recent complaint,…
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Reuben Brown Formerly with Edward Jones Barred by FINRA SOUTHLAKE, TEXAS Did you invest with advisor Reuben Brown of Edward Jones in Southlake, Texas? After he failed to respond to a FINRA inquiry, he was barred from the securities industry pursuant to FINRA Rule 8210. This rule generally provides that financial advisors must respond to…
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John Marcheso with Centaurus Financial Subject of Several Complaints COEUR D’ALENE, IDAHO Did you invest with financial advisor John Marcheso, currently affiliated with Centaurus Financial in Coeur D’Alene, Idaho? According to BrokerCheck, Marcheso has been the subject of four customer complaints filed within the last four years. The complaints make allegations regarding investments in oil…
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Merrill Lynch Stockbroker Spencer Miller Subject of Several Complaints WESTLAKE VILLAGE, CALIFORNIA Are you a client of financial advisor Spencer Miller, with Merrill Lynch in Westlake Village, California? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of this financial advisor. According to FINRA’s (Financial Industry Regulatory…
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Michael Brickman Barred from Securities Industry by FINRA PARAMUS, NEW JERSEY Did you invest with financial advisor Michael Brickman in Paramus, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Brickman, who previously worked with Pruco Securities (Prudential). He was barred from the securities industry by…
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Kurt Berry, Formerly with Regulus Advisors, Subject of Oil & Gas investment Customer Complaint LOVES PARK, ILLINOIS Are you a former customer of Kurt Berry, formerly with Regulus Advisors, in Loves Park, Illinois? FINRA’s BrokerCheck (attached below) shows that Berry was the subject of a customer complaint made in November 2023 regarding oil and gas…
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