TARZANA, CALIFORNIA Have you lost money with financial advisor Christopher B. Kennedy, formerly with Western International Securities in Tarzana, California? We are looking into allegations made against Christopher Kennedy. Kennedy has been the subject of four customer complaints, three of which were made within the last year. The complaints allege unsuitable options trading that caused…
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MILPITAS, CALIFORNIA Have you lost money with financial advisor Daniel Tuan Kien Loy, formerly with Voya Financial Advisors in Milpitas, California? We are looking into allegations made against Daniel Tuan Loy. Loy has been the subject of three customer complaints, one of which was made within the last year. The recent complaint alleges unsuitable investments…
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SAN JUAN CAPISTRANO, CALIFORNIA Have you lost money with financial advisor Chad Schiel, with Independent Financial Group in San Juan Capistrano, California? We are looking into allegations made against Chad Schiel. Schiel has been the subject of a recent customer complaint. The customer alleged unsuitable investments in REITs or real estate investment trusts. The REITs…
Continue reading ›CUPERTINO, CALIFORNIA Have you lost money with financial advisor Peter Po, formerly with Voya Financial Advisors in Cupertino, California? We are looking into allegations made against Peter Po. Po has been the subject of three customer complaints, one of which was made within the last year. The recent complaint alleges unsuitable investments in real estate.…
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DACULA, GEORGIA Have you lost money with financial advisor Eric Hollifield, formerly with LPL Financial in Dacula, Georgia? We are looking into allegations made against Eric Hollifield. Hollifield has been the subject of a recent customer complaint, alleging that Hollifield misappropriated or stole $1.24 million from the customer. Shortly after the complaint was filed, Hollifield…
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SKIPPACK, PENNSYLVANIA Have you lost money with financial advisor Lee B. Taylor, formerly with Purshe Kaplan Sterling in Skippack, Pennsylvania? We are looking into allegations made against Lee Taylor. Taylor was barred from the securities industry after he failed to respond to a FINRA investigation. Lee Taylor was being investigated after he allegedly was involved…
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TERRA HAUTE, INDIANA Have you lost money with financial advisor Elizabeth A. Sollars, formerly with Allstate Financial Services in Terra Haute, Indiana? We are looking into allegations made against Elizabeth or Beth Sollars. Sollars was barred from the securities industry after she failed to respond to a FINRA investigation. Beth Sollars was being investigated after…
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HOLYOKE, MASSACHUSETTS Have you lost money with financial advisor Robert J. Boyer III, formerly with MML Investors Services in Holyoke, Massachusetts? We are looking into allegations made against Robert Boyer. Boyer was barred from the securities industry after he failed to respond to a FINRA investigation. Boyer was being investigated after he allegedly established multiple…
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ALTOONA, WISCONSIN Have you lost money with financial advisor Michael Shillin? We are continuing to look into allegations made about Michael F. Shillin from Altoona, Wisconsin. Shillin is now the subject of a civil complaint by the SEC, alleging that he committed securities fraud. Earlier this year, Shillin as the subject of a complaint by…
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CHICAGO, ILLINOIS Have you lost money with financial advisor David S. Wells, formerly with Fifth Third Securities in Chicago, Illinois? We are looking into allegations made against David Wells. Wells was barred from the securities industry after he failed to respond to a FINRA investigation. Wells was being investigated after he allegedly misappropriated funds from…
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