FORT WORTH, TEXAS Have you lost money with financial advisor William Jeffrey Michero, formerly with Cambridge Investment Research in Fort Worth, Texas? We are looking into allegations made against William Michero. Michero was fired by Cambridge Investment Research in August 2021. Cambridge alleged that Michero misappropriated trust funds through this outside business activity as a…
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TOWNSHIP, OHIO Have you lost money with financial advisor Kimm Hannan, formerly with Horter Investment Management of Jackson Township, Ohio? We are continuing to look further into claims against Kimm Hannan. On January 18, 2019, Kimm C. Hannan was found guilty of investment fraud, according to Inde Online and sentenced to 20 years in prison.…
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GARDEN CITY, NY Have you lost money with financial advisor Stephen James Sullivan, with Spartan Capital Securities in Garden City, New York? We are looking into allegations made against Stephen Sullivan. Sullivan has been the subject of an investigation by FINRA. FINRA is investigating whether Sullivan had been excessively trading or churning customer accounts. Sullivan…
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NEW YORK, NY Have you lost money with financial advisor Todd F. Kling, with Joseph Stone Capital in New York, New York? We are looking into allegations made against Todd Kling. Kling has been the subject of an investigation by FINRA. FINRA is investigating whether Kling had been excessively trading or churning customer accounts. Todd…
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NEW YORK, NY Have you lost money with financial advisor Peter K. Janssen, with Katalyst Securities in New York, New York? We are looking into allegations made against Peter Janssen. Janssen has been the subject of three customer complaints, one of which was filed within the last year. The recent customer complaint alleges that Janssen…
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DULUTH, MINNESOTA Have you lost money with financial advisor Paul Vizanko, formerly with Wells Fargo in Duluth, Minnesota? We are looking into allegations made against Paul Vizanko. Vizanko was barred from the securities industry after he failed to respond to a FINRA investigation. Vizanko was being investigated after he allegedly misappropriated funds from a customer.…
Continue reading ›RED BANK, NJ Have you lost money with financial advisor Maxim Beliakov, with Garden State Securities in Red Bank, New Jersey? We are looking into allegations made against Maxim Beliakov. Beliakov has been the subject of an investigation by FINRA. FINRA was investigating whether Beliakov had been excessively trading or churning customer accounts. To settle…
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FAIRFIELD, NEW JERSEY Have you lost money with financial advisor William Weisbrod, with Purshe Kaplan Sterling in Fairfield, New Jersey? We are looking into allegations made against William Weisbrod. Weisbrod has been the subject of two customer complaints, one which was filed within the last year. The recent complaint alleges an unsuitable investment in an…
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ELMSFORD, NY Have you lost money with financial advisor Adam G. Belardino of Elmsford, New York? We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Adam Belardino. FINRA barred Belardino from the securities industry after he failed to respond to an investigation. Belardino was being investigated for selling…
Continue reading ›SCOTTSDALE, ARIZONA Have you lost money with financial advisor Dale Ramsperger, formerly with Securities America in Scottsdale, Arizona? We are looking into allegations made against Dale Ramsperger. Ramsperger was suspended from the securities industry by FINRA for five months. Ramsperger was alleged to have to recommended investments in promissory notes of a media company in…
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