MELVILLE, NY Have you lost money with financial advisor Joseph Lianzo, formerly with Laidlaw & Company in Melville, New York? We are looking into allegations made against Joseph Lianzo. Lianzo was suspended from the securities industry by FINRA for eight months. Lianzo was alleged to have to have engaged in excessive trading, or churning. Joseph…
Continue reading ›
BOCA RATON, FLORIDA Have you lost money with financial advisor Peter Goffin, with Newbridge Securities Corp. in Boca Raton, Florida? We are looking into allegations made against Peter Goffin. Goffin has been the subject of ten customer complaints, one of which was filed within the last year. The recent complaint alleges that Goffin made unsuitable…
Continue reading ›
RIVERHEAD, NY Have you lost money with financial advisor Scott G. Madison, formerly with Merrill Lynch in Riverhead, New York? We are looking into allegations made against Scott Madison. Madison was barred from the securities industry after he failed to respond to a FINRA investigation. Madison was being investigated after he was terminated by Merrill…
Continue reading ›
VICTORIA, TEXAS Have you lost money with financial advisor Jeffrey Drost, formerly with Raymond James in Victoria, Texas? We are looking into allegations made against Jeffrey Drost. Drost was barred from the securities industry after he failed to respond to a FINRA investigation. Drost was being investigated after he was terminated by Raymond James regarding…
Continue reading ›
SUNNYVALE, CALIFORNIA Have you lost money with financial advisor Jennifer Ling, formerly with Axiom Capital Management and First Allied Securities in Sunnyvale, California? We are looking into allegations made against Jennifer Ling. Ling has been the subject of seven customer complaints, two of which were filed within the last year. The recent complaints allege that…
Continue reading ›
HUNTINGTON BEACH, CALIFORNIA Have you lost money with financial advisor Scott Paul Smith, formerly with Edward Jones and now with J.W. Cole Financial in Huntington Beach, California? We are looking into allegations made against Scott Smith. Smith was terminated by Edward Jones in 2020 regarding allegations that he borrowed money from a client. After the…
Continue reading ›
BEVERLY HILLS, CALIFORNIA Have you lost money with financial advisor Jeremy Fortner, with Wells Fargo in Beverly Hills, California? We are looking into allegations made against Jeremy Fortner, who has been the subject of three customer complaints, all of which were filed within the last three months. The recent complaints allege that customers loaned money…
Continue reading ›
SAN CLEMENTE, CALIFORNIA Have you lost money with financial advisor Scott S. Brooks, with Newbridge Securities Corp. in San Clemente, California? We are looking into allegations made against Scott Brooks. Brooks has been the subject of two customer complaints, one of which was filed within the last year. The recent complaint alleges that Brooks recommended…
Continue reading ›
ROCKVILLE CENTRE, NY Have you lost money with financial advisor Donald J. Fowler, formerly with Worden Capital Management in Rockville Centre, New York? We are looking into allegations made against Donald Fowler. Fowler was barred from the securities industry by FINRA. FINRA barred Fowler regarding allegations that he excessively traded or churned customer accounts. Donald…
Continue reading ›FAIR OAKS, CALIFORNIA Have you lost money with financial advisor Theodore Franse, formerly with Independent Financial Group and First Allied Securities in Fair Oaks, California? We are looking into allegations made against Theodore Franse. Franse has been the subject of six customer complaints, two of which were filed within the last year. The recent complaints…
Continue reading ›
