Articles Posted in Israels & Neuman,PLC

Complaints Against Advisor Brian Cote of GPWA, LLC NASHVILLE, TENNESSEE Have you invested in alternative investments through Brian Cote at Gramercy Park Wealth Advisors, or GPWA LLC? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into claims made against Cote, who has been with Gramercy Park Wealth Advisors Securities…

TransAmerica Financial Advisors and Ching Tse Internal Investigation SAN CARLOS, CALIFORNIA Have you invested with Ching Tse from San Carlos, California? In December 2023, Ching Tse was “permitted to resign” by TransAmerica Financial Advisors. According to BrokerCheck, the advisor resigned from TransAmerica while under internal investigation after allegations of engaging in an unauthorized outside business…

Fifth Third Securities Fires Advisor Richard Critelli MARIETTA, GEORGIA Have you invested with financial advisor Richard Critelli from Marietta, Georgia? The securities arbitration law firm of Israels & Neuman is reviewing allegations made against Richard A. Critelli. In December 2023, he was fired by Fifth Third Securities. Critelli was alleged to have altered customer documentation.…

Stifel Nicolaus Stockbroker Loren Morrison Subject of Several Complaints SOUTHFIELD, MICHIGAN Did you lose money with financial advisor Loren Justin Morrison with Stifel Nicolaus in Southfield, Michigan? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers of Morrison. According to FINRA’s BrokerCheck, Mr. Morrison has been…

Brett Hartvigson Formerly with Independent Financial Group Barred SAN DIEGO, CALIFORNIA Are you a former client of advisor Brett Hartvigson in San Diego, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Brett Hartvigson, formerly with Independent Financial Group. Mr. Hartvigson was the subject of a complaint…

Michael Archimede Barred from Securities Industry WAUKESHA, WISCONSIN Did you invest with advisor Michael Archimede in Waukesha, Wisconsin? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Archimede, who previously worked with PFS Investments (Primerica). In January 2024, he was barred from the securities industry by FINRA. According…

Spartan Capital Stockbroker Tory Duggins Suspended by FINRA NEW YORK, NY Did you lose money with financial advisor Tory Duggins, with Spartan Capital Securities in New York, New York? Our investment fraud law firm is reviewing claims made by FINRA against Tory Duggins. In January 2024, FINRA suspended him from the securities industry for 18…

Customer Complaints Against Viqas Suk Akhtar MIAMA, FLORIDA Have you invested with financial advisor Viqas Akhtar from Miami, Florida? Our law firm is looking into allegations made against Viqas Akhtar, who has been affiliated with B. Riley Wealth Management since July 2022, and was previously licensed with National Securities Corp. Viqas Suk Akhtar has been…

Doron Kochavi with Western International Securities, Suspended by FINRA PASADENA, CALIFORNIA Have you been a client of financial advisor Doron Kochavi, formerly with Western International Securities in Pasadena, California? Our securities arbitration firm is looking into allegations made by FINRA against Doron Kochavi. He was recently suspended by FINRA for two months and fined $10,000.…

Standard Lithium Investment (SLI) Complaint Against Edward Jones Advisor Thomas Watts Jr. EL DORADO, ARKANSAS Are you a customer of Thomas Watts Jr., also known as Tombo Watts, with Edward Jones in El Dorado, Arkansas? We have been contacted by a customer of Mr. Watts regarding investment losses in a stock called Standard Lithium Ltd.…