Articles Posted in Israels & Neuman,PLC

Doron Kochavi with Western International Securities, Suspended by FINRA PASADENA, CALIFORNIA Have you been a client of financial advisor Doron Kochavi, formerly with Western International Securities in Pasadena, California? Our securities arbitration firm is looking into allegations made by FINRA against Doron Kochavi. He was recently suspended by FINRA for two months and fined $10,000.…

Standard Lithium Investment (SLI) Complaint Against Edward Jones Advisor Thomas Watts Jr. EL DORADO, ARKANSAS Are you a customer of Thomas Watts Jr., also known as Tombo Watts, with Edward Jones in El Dorado, Arkansas? We have been contacted by a customer of Mr. Watts regarding investment losses in a stock called Standard Lithium Ltd.…

Michael Greenfield, Formerly with Newbridge Securities, Subject of Customer Complaints BOCA RATON, FLORIDA Have you invested with stockbroker Michael Greenfield from Boca Raton, Florida? Our firm is looking into two complaints made by investors who filed claims against his former brokerage firm, Newbridge Securities. One pending case, which was filed in September 2022, claims negligence…

Kirk Crossen, Formerly with Morgan Stanley, Subject of Large Customer Complaint INDIANAPOLIS, INDIANA Are you a former customer of Kirk Crossen, formerly with Morgan Stanley, in Indianapolis, Indiana? FINRA’s BrokerCheck shows that he was fired by Raymond James in November 2023. It was alleged that Crossen “lacked candor during inquiry into [a] loan from [Crossen’s]…

Steven Schroeder Fired by Principal Securities HUDSON, WISCONSIN Are you a former customer of Steven Schroeder, formerly with Principal Securities, in Hudson, Wisconsin? FINRA recently reported that Steven Schroeder was fired by Principal Securities in October 2023. He had been licensed with the brokerage firm between 1993 and October 2023. Steven W. Schroeder’s BrokerCheck report…

Robert Lorente, Formerly with Great Point Capital, Subject of Complaint LIVONIA, MICHIGAN Have you invested with Robert Lorente from Livonia, Michigan? The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital. Lorente was a registered representative of…

John Petrone Formerly with Farmers Financial Solutions Barred WILLOWICK, OHIO Did you invest with advisor and insurance agent John Petrone in Willowick, Ohio? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against John Petrone, formerly with Farmers Financial Solutions and Farmers Insurance. After he failed to respond to…

Eric Kubiak Barred from Securities Industry CHEEKTOWAGA, NEW YORK Did you invest in crypto with advisor Eric Kubiak in Cheektowaga, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kubiak, who previously worked with Ameriprise Financial Services. According to FINRA’s Disciplinary Database, he was barred from…

Edward Jones Advisor Alexandria Bovee Barred by FINRA SUMTER, SOUTH CAROLINA Did you invest with Alexandria Bovee in Sumter, South Carolina? Alexandria Bovee, also known as Alexandria Montgomery and Alexandria Porter, was recently barred by FINRA. She previously worked with Edward Jones and failed to respond to a FINRA investigation regarding WeedGenics. FINRA initiated its…

Joao Pinto of Spartan Capital, Suspended by FINRA NEW YORK, NY Have you invested money with financial advisor Joao Pinto, with Spartan Capital Securities in New York, New York? Our securities arbitration law firm is reviewing claims made by FINRA against Joao A. Pinto. FINRA has suspended Pinto from the securities industry for three months.…