Robert Lorente, Formerly with Great Point Capital, Subject of Complaint LIVONIA, MICHIGAN Have you invested with Robert Lorente from Livonia, Michigan? The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital. Lorente was a registered representative of…
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John Petrone Formerly with Farmers Financial Solutions Barred WILLOWICK, OHIO Did you invest with advisor and insurance agent John Petrone in Willowick, Ohio? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against John Petrone, formerly with Farmers Financial Solutions and Farmers Insurance. After he failed to respond to…
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Eric Kubiak Barred from Securities Industry CHEEKTOWAGA, NEW YORK Did you invest in crypto with advisor Eric Kubiak in Cheektowaga, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kubiak, who previously worked with Ameriprise Financial Services. According to FINRA’s Disciplinary Database, he was barred from…
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Edward Jones Advisor Alexandria Bovee Barred by FINRA SUMTER, SOUTH CAROLINA Did you invest with Alexandria Bovee in Sumter, South Carolina? Alexandria Bovee, also known as Alexandria Montgomery and Alexandria Porter, was recently barred by FINRA. She previously worked with Edward Jones and failed to respond to a FINRA investigation regarding WeedGenics. FINRA initiated its…
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Joao Pinto of Spartan Capital, Suspended by FINRA NEW YORK, NY Have you invested money with financial advisor Joao Pinto, with Spartan Capital Securities in New York, New York? Our securities arbitration law firm is reviewing claims made by FINRA against Joao A. Pinto. FINRA has suspended Pinto from the securities industry for three months.…
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Cambridge Investment Research Advisor Ed Mercer Barred by FINRA CORAL SPRINGS, FLORIDA Are you a former client of Edward Steven Mercer in Coral Springs, Florida? Ed Mercer was barred by FINRA earlier this month. He previously worked with Cambridge Investment Research and LPL Financial and failed to respond to a FINRA investigation. This ultimately led…
Continue reading ›Former SagePoint Financial Advisor Royal Gregory Fisher Suspended by FINRA TRAVERSE CITY, MICHIGAN As of November 2023, Royal Gregory Fisher has been suspended by FINRA. He previously worked with SagePoint Financial and now works with McNally Financial Services. He was suspended for two months and fined $5,000. FINRA alleged that Fisher circumvented compliance procedures with…
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Centaurus Financial advisor Michael Hamilton Under SEC Investigation BOCA RATON, FLORIDA Are you a current or former customer of advisor Michael Hamilton also known as Michael Young Hamilton, with Centaurus Financial in Fort Myers, Florida? He has been with Centaurus Financial since October 2015 and is under investigation by the Securities and Exchange Commission (SEC)…
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James Williams with Newbridge Securities Subject of Six Complaints BOCA RATON, FLORIDA Did you invest with financial advisor James Williams from Boca Raton, Florida? Our investment fraud law firm is reviewing allegations made by his clients. He has been licensed with Newbridge Securities since 2010. James Earl Williams is the subject of 6 customer complaints,…
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ANN ARBOR, MICHIGAN Are you a former client of Patty Dawson, formerly with Stifel Nicolaus and Company in Ann Arbor, Michigan? Patty Jane Dawson was a registered representative of Stifel Nicolaus from August 2005 to October 2023. She is no longer licensed or employed by Stifel Nicolaus and has purportedly retired. You may be able…
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