FAIRFIELD, NEW JERSEY Have you lost money with financial advisor Kenneth Welsh, formerly with Wells Fargo in Fairfield, New Jersey? We are looking into allegations made against Kenneth A. Welsh. Welsh was recently charged with wire fraud by the U.S. Attorney’s Office in New Jersey for stealing money from clients. He is alleged to have…
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BIRMINGHAM, ALABAMA Have you lost money with financial advisor Glenn Brandon, formerly with BB&T Securities in Birmingham, Alabama? We are looking into allegations made against Glenn E. Brandon, Jr. Brandon was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA alleged that Brandon engaged in outside business activities…
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BURLINGAME, CALIFORNIA Have you lost money with financial advisor Ronan Gaudario, formerly with Voya Financial Advisors in Burlingame, California? We are looking into allegations made against Ronan Gaudario. Gaudario has been the subject of a recent customer complaint made in 2021. Gaudario was alleged to have sold unsuitable investments in illiquid real estate investments. Ronan…
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NEWTON, MASSACHUSETTS Have you lost money with financial advisor Paul Hill, with Infinex Investments in Newton, Massachusetts? We are looking into allegations made against Paul C. Hill, Jr. Hill has been the subject of a customer complaint that was made in 2021. The customer alleges misrepresentations about real estate investments. Paul Hill was with Infinex…
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NEW YORK, NY Have you lost money with financial advisor William Lapiana, with Newbridge Securities Corp. in New York, New York? We are looking into allegations made against William or Bill Lapiana. Lapiana has been the subject of a customer complaint, which was recently made. The customer alleges damages from alternative investments. William Bill Lapiana…
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BROOKLYN, NEW YORK Have you lost money with financial advisor Edgar Kleydman, formerly with AXA Advisors and MML Investors Services in Brooklyn, New York? We are looking into allegations made against Edgar Kleydman. Kleydman was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA alleged that Kleydman sold…
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MINEOLA, NEW YORK Have you lost money with financial advisor Leonid Yurovsky, with Joseph Stone Capital in Mineola, New York? We are looking into allegations made against Leonid Yurovsky. Yurovsky has been the subject of an investigation by FINRA. FINRA is investigating whether Yurovsky had been excessively trading or churning customer accounts. Leonid Yurovsky was…
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WESTBURY, NY Have you lost money with financial advisor Rodrigue Lors, formerly with National Securities Corp. and now with Wilmington Capital Securities in Westbury, New York? We are looking into allegations made against Rodrigue Lors. Lors has been the subject of seven customer complaints, five of which have been made since 2020. Lors was alleged…
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WARREN, NEW JERSEY Have you lost money with financial advisor Brian Reilly, with formerly MML Investors Services in Warren, New Jersey? We are looking into allegations made against Brian E. Reilly. Reilly has been the subject of an internal investigation by MML Investors Services. Reilly was allowed to resign by MML Investors Services after he…
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CARLSBAD, CALIFORNIA Have you lost money with financial advisor Mark Boucher from Carlsbad, California? We are continuing to look into allegations against Mark J. Boucher. Boucher was recently criminally charged with fraud, regarding allegations that he stole $2 million from his investment advisory clients. In 2020, Boucher was named in a civil complaint by the…
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