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COMPLAINTS Against GREGORY IGLOW of Oppenheimer
Gregory Iglow, with Oppenheimer & Co., Subject of Complaints
LOS ANGELES, CALIFORNIA
Did you lose money with financial advisor Gregory Iglow with Oppenheimer & Co. in Los Angeles, California? Our law firm is looking into claims made by current or former clients Gregory Iglow, who has been a representative of Oppenheimer since June 2007.
According to BrokerCheck, Gregory Iglow has been the subject of nine customer complaints, two of which have been filed in 2023. The two most recent complaints allege that he made unsuitable recommendations to invest in Capital Trust Agency Florida Senior Living Bonds. The Capital Trust Agency Florida Senior Living Bonds allegedly lost $3 million according to the most recent complaint.
Gregory Iglow must be supervised by Oppenheimer & Co. pursuant to FINRA Rule 3110. Oppenheimer also needs to supervise whether their advisors are making suitable investment recommendations.
Our securities and investment fraud law firm has offices in Denver, Colorado; Phoenix, Arizona; and Seattle, Washington. Our attorneys represent investors in FINRA arbitration proceedings in all 50 states, including investors in southern California and Los Angeles. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Oppenheimer & Co.
View Iglow, g BrokerCheck 7.9.23