Complaints Against KEVIN DOOLEY of AXA for REIT’s

Israels & Neuman, PLC
Losses with Patty Dawson of Stifel Nicolaus in Ann Arbor, MI

MIAMI, FLORIDA Have you lost money with financial advisor Kevin Dooley, with AXA Advisors (now Equitable Advisors) in Miami, Florida? We are looking into allegations made against Kevin Dooley. Dooley has been the subject of a recent customer complaint made in 2021. Dooley was alleged to have sold unsuitable investments in illiquid alternative investments, like real estate investment trust (REITs).

Kevin Dooley has been with AXA Advisors (now Equitable Advisors) from 1995 to the present. He has worked at branch offices in Miami, Florida. Dooley was also the subject of another customer complaint regarding REITs that settled for $690,000.

Brokerage firms like AXA Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against AXA Advisors.

View K Dooley BrokerCheck Report

If you lost money with Kevin Dooley or AXA Advisors, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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