COMPLAINTS Against MICHAEL CHRISTOPHER BLUMER of SW Financial

Israels & Neuman, PLC

Michael Christopher Blumer, with SW Financial, Subject of Multiple Customer Complaints

MELVILLE, NEW YORK

Are you a former client of Michael Christopher Blumer, a financial advisor who has worked with SW Financial in Melville, New York? Our firm is looking into allegations made by customers of SW Financial and Michael Christopher Blumer. According to BrokerCheck, Blumer has been the subject of three customer complaints since 2019. The most recent customer complaint alleges $45,000 in damages related to allegedly unsuitable stocks.

Michael Christopher Blumer has been licensed in the securities industry since 2004. He has been a representative of SW Financial from December 2019 to the present. He had also been licensed with Woodstock Financial Group and First Standard Financial Company, and worked in offices in Melville and New York City.

SW Financial is a securities brokerage firm and FINRA member. Securities brokerage firms are required to sufficiently supervise its brokers, pursuant to FINRA Rule 3110. If brokerage firms like SW Financial or SW Financial fail to follow these rules, they could be liable for investor losses.

Our securities arbitration and investment fraud law firm represents investors throughout the country. We have represented over 1,000 investors in the past against many brokerage firms.

View BrokerCheck Report: Blumer, m BrokerCheck 5.5.22

If you lost money with Michael Blumer or SW Financial, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

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