COMPLAINTS Against SETH MASON of Morgan Stanley

Israels & Neuman, PLC

Seth Mason, Formerly with Morgan Stanley, Subject of Seven Complaints

GRAND RAPIDS, MICHIGAN

Have you invested with Seth Mason from Grand Rapids, Michigan? Our securities arbitration law firm is reviewing claims made by FINRA, against Seth Gordon Mason.

Mason, who was licensed with Morgan Stanley from June 2009 to March 2022, has been the subject of seven customer complaints, one of which was filed in February 2023. The February 2023 complaint alleges that his investment strategy executed in one of his client’s accounts was unsuitable from 2017 to 2023. The complaint alleges over $900,000 in losses.

FINRA Rules require that brokers like Seth Mason make suitable investment recommendations to customers. A violation of this could result in financial liability for the firm and/or advisor.

Our law firm represents investors throughout the country, including investors in Michigan. Attorney Aaron Israels grew up in Holland, Michigan and is licensed to practice law in Michigan. We also have previously represented investors against Morgan Stanley.

View Mason, s BrokerCheck 4.8.23

If you lost money with Seth Mason or Morgan Stanley, please Contact Us at (720)599-3505 or (206) 795-5798 for a free evaluation of your case.

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