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Complaints Against WILLIAM KING of Merrill Lynch
William King (Bill King), with Merrill Lynch, Subject of Several Complaints
NEW YORK, NY
Are you a former client of advisor William King also known as Bill King in New York, New York? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made against William King, who works for Merrill Lynch.
Bill King’s BrokerCheck report reveals that he has been the subject of nine customer complaints throughout his career, three of which have been made within the last year. The three recent complaints allege investment losses in OTC (over the counter) stocks, options, and managed accounts. The complaint involving managed accounts alleges investment losses of $600,000
William King also known as Bill King worked in offices in New York City, as well as Vero Beach, Florida and Chester, New Jersey. He’s been with Merrill Lynch since 1985.
Merrill Lynch is a broker-dealer and a member of FINRA. FINRA Rules require that Merrill Lynch adequately supervise their representatives, pursuant to FINRA Rule 3110. If Merrill Lynch fails to comply with Rule 3110, it can be responsible for financial losses.
View King, w BrokerCheck 3.1.23