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DAVID CAMPANELLA of US Bancorp BARRED by FINRA
FINRA Bars David Campanella, Formerly with U.S. Bancorp Investments, After Providing Inaccurate and Incomplete Responses to Investigation
CLEVELAND, OHIO
Have you lost money investing with financial advisor David Campanella? FINRA (the Financial Industry Regulatory Authority) barred David Campanella from the securities industry. FINRA had initiated its investigation after there were allegations that Campanella had undisclosed outside securities accounts while associated with U.S. Bancorp Investments. Campanella allegedly failed to disclose at least one account, which was material to FINRA’s investigation.
David Campanella had been in the securities industry from 2004 to December 2021, including with U.S. Bancorp Investments from August 2014 to December 2021. Campanella worked at a U.S. Bancorp branch in Cleveland, Ohio and is believed to have lived in Hudson, Ohio.
Israels & Neuman has represented investors against U.S. Bancorp Investments in the past. U.S. Bancorp has duties under FINRA Rule 3110 to reasonably supervise the activities of its representatives, like David Campanella. If it fails to do so, the firm can be responsible for financial losses.
Click to view: Campanella, David FINRA AWC
Click to view: Campanella, David BrokerCheck 2.15.22