David Hixon, formerly with Morgan Stanley, Suspended by FINRA

SCOTTSDALE, ARIZONA

Are you a former customer of David Hixon, formerly with Morgan Stanley? Our investment fraud law firm is looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against David Hixon, who worked in Scottsdale, Arizona. Hixon has been indefinitely suspended by FINRA after he failed to respond to an investigation.

According to FINRA’s complaint, Hixon was terminated by Morgan Stanley in March 2021, regarding allegations that borrowed funds from a customer and solicited another customer and a co-worker for loans. According to BrokerCheck, Hixon paid back the loan to the customer. Hixon was also under investigation for misrepresentations in connection with an annuity exchange. Assuming that Hixon continues to refuse to cooperate with the FINRA investigation, he will likely be barred from the securities industry.

David Hixon had been with Morgan Stanley from June 2013 to March 2021 and had been in the securities industry since 2006. He has primarily worked in Scottsdale, Arizona.

Hixon has a duty to follow FINRA rules while working with Morgan Stanley. Moreover, FINRA Rule 8210 requires him to respond to FINRA investigations. FINRA held that a violation of Rule 8210 is also a violation of Rule 2010. Violations of these rules often result in suspensions or expulsions from the securities industry.

Israels & Neuman PLC is a securities arbitration law firm with offices in Denver, Seattle, and Phoenix. Attorney Aaron Israels is licensed to practice law in Arizona. We represent investors all over the country, including investors in Arizona.

View Hixon, d BrokerCheck 7.21.22

View Hixon, d FINRA Complaint

If you lost money with David Hixon or Morgan Stanley, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.